Category Archives: ERISA 3(38) Investment Manager

15 Warning Signs That Your 401k Plan is at Risk

You don’t know how many employees participating in the 401(k) are on track to retire The purpose of a retirement plan is to help employees retire. Do you track who is on track? If no employee is on track, what … Continue reading

Posted in 401k advisor, 401k Fees, Department of Labor, ERISA 3(38) Investment Manager, Investment Monitoring | Tagged , , , | Leave a comment

401k risk sharing: Are you on the 401k risk island alone?

The majority of companies are not working with a retirement plan advisor/consult that takes on any 401k risk. While they provide recommendations, the laws that govern 401k plans say that you made the decision. In fact if you Google “fiduciary … Continue reading

Posted in 401k Review, 401k Risk, Employer sponsored retirement plan risk, ERISA 3(38) Investment Manager, Fiduciary duties, Investment selection | Leave a comment

Do you need an investment life guard (ERISA 3 (38) investment manager)?

Does your investment guide give you a false sense of security? It doesn’t seem to be wise to take on risks where there is no reward. Yet, if you are like most plan sponsors you are taking on the risk … Continue reading

Posted in 401k Monitoring, ERISA 3(38) Investment Manager, ERISA plan, Investment management, Investment Monitoring, Investment selection, Investments | Leave a comment