Category Archives: 401k rules

401k Fiduciary (ERISA Fiduciary)- Rational Robot or Human

                     As a 401(k) fiduciary (ERISA fiduciary) aka plan sponsor, your day job (CEO, CFO, HR) is increasing your firm’s bottom line. It is not learning the ins and outs of the laws … Continue reading

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401k Review- Do your 401k providers help manage your risk or increase it?

      Let’s face it we all hate regulation, especially when it means more work in areas that we aren’t expert in. Recently I talked with a general practitioner physician about her 401(k) plan. She first explained that she already had … Continue reading

Posted in 401k Monitoring, 401k Review, 401k rules, Department of Labor, Fiduciary duties, retirement plan education | Tagged , | Leave a comment

Avoiding a 401k fiduciary breach- An independent fiduciary might save your assets

                                                                DOL investigator                                    Plan sponsor flanked by independent fiduciary Do you know the ERISA rules and 401k rules? “When a 401k plan gets in big trouble, the DOL removes the company’s fiduciaries and appoints a professional, independent fiduciary. An … Continue reading

Posted in 401k Management, 401k Monitoring, 401k rules, Department of Labor, ERISA plan, Fiduciary duties, Uncategorized | Leave a comment